Procedures governing the activities of DoD intelligence components that affect United States persons, December 1982


Procedure 10 - Undisclosed Participation in Organizations

A.  APPLICABILITY

 This procedure applies to participation by employees of DoD intelligence 
components in any organization within the United States, or any organization 
outside the United States that constitutes a United States person, when such 
participation is on behalf of any entity of the intelligence community.  
These procedures do not apply to participation in organizations for solely 
personal purposes.

B.  EXPLANATION OF UNDEFINED TERMS

 1.  Domestic activities refers to activities that take place within the 
United States that do not involve a significant connection with a foreign 
power, organization or person.

 2.  The term organization includes corporations and other commercial 
organizations, academic institutions, clubs, professional societies, 
associations, and any other group whose existence is formalized in some 
manner or otherwise functions on a continuing basis.

 3.  An organization within the United States means all organizations 
physically located within the geographical boundaries of the United States 
whether or not they constitute a United States person.  Thus, a branch, 
subsidiary, or office of an organization within the United States, which is 
physically located outside the United States, is not considered as an 
organization within the United States.

 4.  Participation refers to any action undertaken within the structure or 
framework of the organization involved.  Such actions include serving as a 
representative or agent of the organization; acquiring membership; attending 
meetings not open to the public, including social functions for the 
organization as a whole; carrying out the work or functions of the 
organization; and contributing funds to the organization other than in 
payment for goods or services.  Actions taken outside the 
organizational framework, however, do not constitute participation.  Thus, 
attendance at meetings or social gatherings which involve organization 
members but are not functions or activities of the organization itself does 
not constitute participation.

 5.  Participation is on behalf of an agency within the intelligence 
community when an employee is asked or requested to take action within an 
organization for the benefit of such agency.  Such employee may already be 
a member of the organization or may be asked to join.  Actions undertaken 
for the benefit of an intelligence agency include collecting information, 
identifying potential sources or contacts, or establishing and maintaining 
cover.  If a cooperating source furnishes information to an intelligence 
agency which he or she obtained by participation within an organization but 
was not given prior direction or tasking by the intelligence agency to 
collect such information, then such participation was not on behalf of such 
agency.

 6.  Participation is solely for personal purposes, if undertaken at the 
initiative and expense of the employee for the employee's benefit.

C.  PROCEDURES FOR UNDISCLOSED PARTICIPATION

 Except as permitted herein, employees of DoD intelligence components may 
participate on behalf of such components in organizations within the United 
States, or in organizations outside the United States that constitute United
States persons, only if their affiliation with the intelligence component 
concerned is disclosed to an appropriate official of the organization in 
accordance with section D., above.  Participation without such disclosure 
is permitted only if it is consistent with the limitations set forth in 
subsection C.1., below, and has been approved in accordance with subsection 
C.2., below.

 1.  Limitations on undisclosed participation

	a.  Lawful Purpose.  No undisclosed participation shall be permitted 
under this procedure unless it is essential to achieving a lawful foreign 
intelligence or counterintelligence purpose within the assigned mission of 
the collecting DoD intelligence component.

	b.  Limitations on use of undisclosed participation for foreign 
intelligence purposes within the United States.  Undisclosed participation 
may not be authorized within the United States for the purpose of collecting 
foreign intelligence from or about a United States person, nor to collect 
information necessary to assess United States persons as potential sources 
of assistance to foreign intelligence activities.  This does not preclude 
the collection of information about such persons, volunteered by cooperating 
sources participating in organizations to which such persons belong, however
, if otherwise permitted by Procedure 2.

	c.  Duration of Participation.  Authorization to participate under 
subsections C.2.a. and b. shall be limited to the period covered by such 
participation which shall be no longer than 12 months.  Participation which 
lasts longer than 12 months shall be reapproved by the appropriate official 
on an annual basis in accordance with this procedure.

	d.  Participation for the purpose of influencing the activities of 
the organization or its members.  No participation under this procedure 
shall be authorized for the purpose of influencing the activities of the 
organization in question, or its members, unless such participation is under
taken on behalf of the FBI in the course of a lawful investigation, or the 
organization concerned is composed primarily of individuals who are not 
United States persons and is reasonably believed to be acting on behalf of 
a foreign power.  Any DoD intelligence component that desires to undertake 
participation for such purpose shall forward its request to the Deputy Under
Secretary of Defense (Policy) setting forth the relevant facts justifying 
such participation and explaining the nature of its contemplated activity.  Such participation may be approved by the DUSD(P) with the concurrence of the General Counsel, DoD.  Requests for approval of such participation by Army intelligence elements will be submitted through command channels to HQDA (DAMI-CIC), WASH DC 20310.
Such participation may be approved by the DUSP(P) with the concurrance
of the General Counsel, DoD.

 2.  Required approvals

	a.  Undisclosed participation that may be approved within the DoD 
intelligence component.  Undisclosed participation of behalf of a DoD 
intelligence component may be authorized within such component under the 
following circumstances:

	(1)  Participation in meetings open to the public.  For purposes of
this section, a seminar or conference sponsored by a professional 
organization that is open to persons of a particular profession whether or 
not they are members of the organization itself or have received a special 
invitation, shall be considered a meeting open to the public.

	(2)  Participation in organizations that permits other persons 
acknowledged to the organization to be employees of the United States 
Government to participate.

	(3)  Participation in educational or professional organizations for 
the purpose of enhancing the professional skills, knowledge, or capabilities 
of employees.

	(4)  Participation in seminars, forums, conferences, exhibitions, 
trade fairs, workshops, symposiums, and similar types of meetings, sponsored 
by organizations in which the employee is a member, has been invited to 
participate, or when the sponsoring organization does not require disclosure 
of the participant's employment affiliation, for the purpose of collecting 
significant foreign intelligence that is generally made available to 
participants at such meetings, and does not involve the domestic activities 
of the organization or its members.

 b.  Participation that may be approved by senior intelligence officials.  
Undisclosed participation may be authorized by either:
 - the Deputy Under Secretary of Defense (Policy); 

 - the Director, Defense Intelligence Agency; 

 - the Assistant Chief of Staff for Intelligence, Department of the Army; 

 - the Commanding General, U.S. Army Intelligence and Security Command; 

 - the Director of Naval Intelligence; 

 - the Director of Intelligence, U.S. Marine Corps; 

 - the Assistant Chief of Staff, Intelligence, United States Air Force; 

 - the Director, Naval Investigative Service; 
 
 - the Commanding Officer, Air Force Office of Special Investigations; 

or their single designee, for the following purposes:
	
	(1)  To collect significant foreign intelligence outside the United
States, or from or about other than United States persons within the United
States ation involving the domestic activities or the organization or its 
members may be collected.

	(2)  For counterintelligence purposes, at the written request of 
the Federal Bureau of Investigation.

	(3)  To collect significant counterintelligence about other than 
United States persons, or about United States persons who are within the 
investigative jurisdiction of the Department of Defense, provided any such 
participation that occurs within the United States shall be coordinated with
the Federal Bureau of Investigation.

	(4)  To collect information necessary to identify and assess other
than United States persons as potential sources of assistance for foreign 
intelligence and counterintelligence activities.

	(5)  To collect information necessary to identify United States 
persons as potential sources of assistance to foreign intelligence and 
counterintelligence activities.

	(6)  To develop or maintain cover necessary for the security of 
foreign intelligence or counterintelligence activities.

	(7)  Outside the United States, to assess United States persons as 
potential sources of assistance to foreign intelligence and 
counterintelligence activities.

D.  DISCLOSURE REQUIREMENT

	1.  Disclosure of the intelligence affiliation of an employee of a 
DoD intelligence component shall be made to an executive officer of the 
organization in question, or to an official in change of membership, 
attendance or the records of the organization concerned.  Disclosure under 
this subsection is not required if undisclosed participation is permissible
and authorized by this procedure.

	2.  Disclosure may be made by the DoD intelligence component 
involved, an authorized DoD official, or by another component of the 
Intelligence Community that is otherwise authorized to take such action on 
behalf of the DoD intelligence component concerned.